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Eminent ISO-IEC-42001-Lead-Auditor Training Questions Carry You Subservient Exam Dumps - Test4Engine

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The PECB ISO-IEC-42001-Lead-Auditor desktop practice exam software is customizable and suits the learning needs of candidates. A free demo of the ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam (ISO-IEC-42001-Lead-Auditor) desktop software is available for sampling purposes. You can change PECB ISO-IEC-42001-Lead-Auditor Practice Exam's conditions such as duration and the number of questions. This simulator creates a ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam (ISO-IEC-42001-Lead-Auditor) real exam environment that helps you to get familiar with the original test.

PECB ISO-IEC-42001-Lead-Auditor Exam Syllabus Topics:

Topic
Details

Topic 1

Conducting an ISO
IEC 42001 audit: This section of the exam measures the skills of a Lead Auditor and focuses on executing the audit according to ISO
IEC 42001 guidelines. It includes collecting evidence, interviewing relevant staff, and evaluating compliance with the AI management system standards.

Topic 2

Managing an ISO
IEC 42001 audit program: This section of the exam measures the skills of an AI Compliance Officer and deals with overseeing an entire audit program. It involves managing multiple audits, tracking audit performance, and aligning audit outcomes with broader organizational goals related to AI governance.

Topic 3

Closing an ISO
IEC 42001 audit: This section of the exam measures the skills of an AI Compliance Officer and explains how to complete the audit process. It includes reporting findings, managing nonconformities, and conducting follow-ups to ensure continuous improvement and compliance.

Topic 4

Fundamental audit concepts and principles: This section of the exam measures the skills of a Lead Auditor and outlines essential audit concepts such as evidence collection, impartiality, objectivity, and ethical conduct. It introduces the core principles that form the foundation of a reliable and consistent auditing process.

Topic 5

Preparing an ISO
IEC 42001 audit: This section of the exam measures the skills of a Lead Auditor and covers how to plan and prepare for an AI management system audit. It includes creating audit plans, selecting team members, and setting clear objectives to ensure a smooth audit process.

PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q97-Q102):

NEW QUESTION # 97
A financial institution needs to develop a system that can understand and process large volumes of unstructured text data from financial reports to extract key information and insights. Which AI concept would be best suited for this task?

A. Deep Learning (DL)
B. Computer Vision
C. Natural Language Processing (NLP)
D. Machine Learning (ML)

Answer: C

Explanation:
The correct AI concept for processingtext dataisNatural Language Processing (NLP).
NLP is a field of AI concerned with theinteraction between computers and human (natural) languages. It is used to analyze, extract, and interpretunstructured text, making it highly suitable for financial document analysis.
ISO/IEC 42001:2023 - Clause 8.2.3encourages the selection of appropriate techniques for operational purposes, andNLP is the most relevantfor text-heavy tasks.

NEW QUESTION # 98
A few months after an audit, the auditor returns to the company to verify that corrective actions have been effectively implemented and that the issues identified have been resolved. Which step of the management system audit process does this activity correspond to?

A. Audit follow-up
B. Closing meeting
C. Document review
D. Conducting the audit

Answer: A

Explanation:
The activity described is part of theAudit Follow-Upphase. According toISO 19011:2018 - Clause 6.6.2, follow-up activities are conducted to verify:
* Whethercorrective actions have been implemented, and
* Whether those actions wereeffective in addressing the nonconformitiesidentified during the audit.
ThePECB Lead Auditor Guide - Domain 6confirms that follow-up audits or activities may occurweeks or monthsafter the main audit, especially whenmajor or systemic nonconformitieswere identified.
This phase ensures thecontinuous improvementof the AI Management System and is crucial for maintaining long-term conformity.
Reference: ISO 19011:2018 - Clause 6.6.2 (Conducting audit follow-up)
ISO/IEC 42001:2023 - Clause 10.2 (Nonconformity and corrective action)
PECB Lead Auditor Guide - Domain 6: "Audit Follow-Up Activities"

NEW QUESTION # 99
Question:
A certification body is conducting surveillance audits for a company managing multiple sites, including a temporary construction site with a limited duration.
The audit team is considering whether the presence of this temporary site should influence the frequency of surveillance audits.
Can this factor necessitate an adjustment in the audit schedule?

A. Yes, because it represents a management system certification of limited duration
B. Yes, but only if the construction site operates under different seasonal conditions
C. No, temporary construction sites do not influence audit frequency

Answer: A

Explanation:
Temporary sitesmustbe considered in surveillance audit planning, as they aretime-limitedandpresent specific operational risks.
* ISO/IEC 17021-1:2015 Clause 9.6.2.2states:"Audit frequency and scheduling must consider factors such as temporary sites, risk exposure, and operational changes."
* TheIAF MD1 Guidelinesfurther support the adjustment of surveillance activities based on the presence of temporary sites or operations.
Reference:ISO/IEC 17021-1:2015 Clause 9.6.2.2; IAF MD1 Mandatory Document.

NEW QUESTION # 100
Scenario 3: Heala specializes in developing AI-driven solutions for the healthcare sector. With a keen focus on leveraging AI to revolutionize patient care, diagnostics, and treatment planning, the company has implemented an Artificial Intelligence Management System (AIMS) based on ISO/IEC 42001. After a year of having the AIMS in place, the company decided to apply for a certification audit.
It contracted a local certification body, who established the audit team and assigned the audit team leader.
Augustine, the designated audit team leader, has a wide range of skills relevant to various auditing domains.
His proficiency encompasses audit principles, processes, and methods, as well as standards for management systems and additional references. Furthermore, he is knowledgeable about Heala's context and relevant statutory and regulatory requirements.
Augustine first gathered management review records, interested party feedback logs, and revision histories for Heala's AIMS. This crucial step laid the groundwork for a deeper investigation, which included conducting comprehensive interviews with key personnel to understand how feedback from interested parties directly influenced updates to the AIMS and its strategic direction. Augustine's thorough evaluation process aimed to verify Heala's commitment to integrating the needs and expectations of interested parties, a critical requirement of ISO/IEC 42001.
Augustine also integrated a sophisticated AI tool to analyze large datasets for patterns and anomalies, and thus have a more informed and data-driven audit process. This AI solution, known for its ability to sift through vast amounts of data with unparalleled speed and accuracy, enabled Augustine to identify irregularities and trends that would have been nearly impossible to detect through manual methods. The tool was also helpful in preparing hypotheses based on data.
During the audit, Augustine failed to fully consider Heala's critical processes, expectations, the complexity of audit tasks, and necessary resources beforehand. This oversight compromised the audit's integrity and reliability, reflecting a significant deviation from the diligence and informed judgment expected of auditors.
Based on the scenario above, answer the following question:
Did Augustine possess the knowledge and skills required to be appointed as an audit team leader?

A. Yes, Augustine had the required knowledge and skills to exercise the role of an auditor
B. No, Augustine did not possess knowledge on Heala's operations and products
C. No, Augustine lacked understanding of Heala's organizational structure, objectives, and management practices necessary for an auditor

Answer: A

Explanation:
According to ISO/IEC 17021-1:2015 (used for auditor competence requirements in management system certification), audit team leaders must demonstrate competence in:
Understanding of audit principles, processes, and methods
Knowledge of relevant standards (such as ISO/IEC 42001)
Familiarity with organizational context, statutory/regulatory frameworks, and management systems Ability to collect and evaluate objective evidence Communication and leadership skills Based on the scenario:
Augustine had deep knowledge of ISO/IEC 42001, audit principles, regulatory requirements, and Heala's context.
He reviewed strategic documents, conducted interviews, and applied AI tools effectively to enhance evidence- based auditing.
His oversight in audit planning (failing to evaluate complexity, resources, and expectations) reflects a lapse in planning diligence, not a lack of knowledge or qualification.
Therefore, Augustine met the knowledge and skill requirements of an auditor and audit team leader. His failure in audit planning relates to execution, not competency, so Option C is correct.
Reference:
ISO/IEC 17021-1:2015, Clause 7.2.5 - Competence of audit team leader
ISO/IEC 42001:2023, Clause 9.2 - Internal audit
PECB ISO/IEC 42001 Lead Auditor Guide, Chapter 5 - Auditor competencies and ethical conduct ChatGPT said:

NEW QUESTION # 101
Scenario 1 (continued):
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources.
Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes.
After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's ownrequirements and that the system is being maintained effectively.
Question:
Based on functionality, what type of AI system did Future Horizon Academy establish?

A. Limited memory
B. Reactive machines
C. Theory of mind
D. General AI

Answer: A

Explanation:
The AI system described uses training data and prior experience (historical data) to make decisions, which matchesLimited Memorysystems. ISO/IEC 22989:2022 (supportive reference) categorizes Limited Memory AI as those that rely on past data and metadata to improve decision making, and ISO/IEC 42001 refers to AI functionality understanding under Clause 4.2 when considering context and system type.Reference:ISO/IEC
22989:2022 Section 5.2.3; ISO/IEC 42001:2023 Clause 4.2.

NEW QUESTION # 102
......

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